 |
|
|
Institutional Brokerage Compliance Associate
|
Susquehanna International...
Salary: Commensurate with experie...
|
USA-NY-New York City |
06 Nov |
| fixed income compliance corporate bonds |
|
|
Compliance Assessment - Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
Fixed Income Regulatory Oversight/Surveillance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
Sales and Trading Compliance Strategic Projects Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
Head of Interest Rate and Currency Products Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
Vice President - Operational Risk - CRM
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
Executive Director - Operational Risk - CRM
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
Vice President - Operational Risk - Policy Governance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
AVP - Compliance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
06 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
|
|
Private Banking Compliance Officer
|
Credit Suisse
Salary: Competitive
|
USA-NY-New York City |
06 Nov |
| PB Compliance Officer |
|
|
Trading Risk Analyst
|
Orbis Investment Manageme...
Salary: Competitive
|
USA-NY-New York City |
05 Nov |
| This job is located in Bermuda |
|
|
Compliance Associate
|
Tower Research Capital LL...
Salary: Depends on experience
|
USA-NY-New York City |
05 Nov |
| Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso... |
|
|
Legal Documentation Negotiator
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
05 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.
|
|
|
Compliance- Securities Surveillance and Investigations Analyst
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
05 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
|
|
Attorney / Legal Counsel
|
Lazard Asset Management
Salary: Competitive - Commensurat...
|
USA-NY-New York City |
05 Nov |
| Lazard Asset Mananagement seeks Attorney to support the Firm's products and activites. Primary focus will be on Alternative... |
|
|
Commodities Compliance Analyst/Associate, New York
|
The Compliance Search Gro...
Salary: Based on experience.
|
USA-NY-New York City |
05 Nov |
| Investment bank seeks a Commodities Compliance Analyst.
Principal Responsibilities:
The Compliance person will cover t... |
|
|
U.S. Compliance Director/FINOP
|
Michael Page
Salary: 125,000 -150,000
|
USA-NY-New York City |
05 Nov |
| Global Financial Advisory/Broker Dealer Firm is looking to add a mid-senior level Compliance Director/FINOP. The firm is grow... |
|
|
Director of Equities Compliance
|
Michael Page
Salary: Will be a very competitiv...
|
USA-NY-New York City |
05 Nov |
| Our client is a well established financial services firm. They are currently in need of a Director of Equities Compliance for... |
|
|
Compliance Advisory - Bank Regulatory and Corporate Trust
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
05 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’... |
|
|
Compliance Associate
|
The Forum Group
Salary: Base plus bonus
|
USA-NY-New York City |
04 Nov |
| US Based Inevestment Management firm is looking to bring on an Associate to help with the review of Broker Dealer and Institu... |
|
|
Compliance Officer
|
The Forum Group
Salary: Base plus bonus
|
USA-NY-New York City |
04 Nov |
| International Bank and B/D is looking for help for a broad compliance candidate. |
|
|
AML / MANTAS 5.8 Consultant
|
The Forum Group
Salary: P/H
|
USA-NY-New York City |
04 Nov |
| Our client, a global correspondent and commerical bank is seeking to fill a consulting with a strong focus on AML and MANTAS... |
|
|
Director- Equities Compliance
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
04 Nov |
| This position is in the US Legal and Compliance Department and is for a Senior MARK (Global Markets) Compliance Officer -Equi... |
|
|
Counsel
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
04 Nov |
| This person will work in the Legal and Compliance Department, which provides legal support to the entire Bank. |
|
|
Compliance Director
|
Michael Page
Salary: 150,000 - 250,000
|
USA-NY-New York City |
03 Nov |
| Leading Global Hedge Fund is looking to add a compliance professional with 8-15 years of mutual fund/40 Act Investment Adviso... |
|
|
Large Holdings Compliance Officer in New York
|
The Compliance Search Gro...
Salary: Based on Experience
|
USA-NY-New York City |
02 Nov |
| Our client is a global investment bank.
The company seeks a Compliance professional to assist the Global Heads of the La... |
|
|
Branch Administrative Manager in New York
|
The Compliance Search Gro...
Salary: Based on experience
|
USA-NY-New York City |
02 Nov |
| Branch Administrative Manager in New York |
|
|
Commodity Transactions Attorney
|
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
USA-NY-New York City |
02 Nov |
| NY Licensed attorney supporting the commodities business of a global investment bank |
|
|
Anti-Money Laundering in Florida
|
The Compliance Search Gro...
Salary: based on experience
|
USA-NY-New York City |
29 Oct |
| Financial services firm seeks an Anti-Money Laundering (AML) professional.
The AML Compliance person will provide substant... |
|
